Health Insurance Portability and Accountability Act (HIPAA)

The Health Insurance Portability & Accountability Act of 1996 (“HIPAA”) requires that all medical records and other individually identifiable health information used or disclosed by us in any form are kept confidential.  This Act gives you, the patient, significant new rights to understand and control how your health information is used.  “HIPAA” provides penalties for covered entities that misuse personal health information.  

Dr. Goldberg may use and disclose your protected health information (PHI) only for each of the following purposes with your consent: treatment, payment and health care operations. 

  • Treatment means providing, coordinating, or managing your health care and related services by one or more health care providers. 
  • Payment means such activities as obtaining reimbursement for services, confirming coverage, billing, or collection activities, and utilization review. 
  • Health Care Operations are activities that relate to the performance and operation of the practice.  Examples of health care operations are quality assessment and improvement activities, business-related matters such as audits and administrative services, and case management and care coordination. 

‘Use’ applies only to activities within the office, such as sharing, employing, applying, utilizing, examining and analyzing information that identifies you. 

‘Disclosure’ applies to activities outside of the office, such as releasing transferring, or providing access to information about you to other parties. 

‘PHI’ – Protect Health Information refers to information in your health record that could identify you. 

Uses and Disclosures Requiring Authorization

Dr. Goldberg may use or disclose PHI for purposes outside of treatment, payment, and health care operations when your appropriate authorization is obtained.  An “authorization” is written permission above and beyond the general consent that permits only specific disclosures.  In those instances when Dr. Goldberg is asked for information for purposes outside of treatment, payment and health care operations, we will obtain an authorization from you before releasing this information.  Dr. Goldberg will also need to obtain an authorization before releasing your psychotherapy notes.  “Psychotherapy notes” are notes a therapist has made about conversations during a private, group, joint, or family counseling session, which is kept separate from the rest of your medical record.  These notes are given a greater degree of protection than PHI. 

You may revoke all such authorizations (of PHI or psychotherapy notes) at any time, provided each revocation is in writing.  You may not revoke an authorization to the extent that (1) Dr. Goldberg has relied on that authorization or (2) if the authorization was obtained as a condition of obtaining insurance coverage and the law provides the insurer the right to contest the claim under the policy. 

Uses and Disclosures with Neither Consent nor Authorization

Dr. Goldberg may use or disclose PHI without your consent or authorization in the following circumstances:

  • If a therapist has reason to suspect that a child or an adult is abused or neglected or exploited, the therapist is required by law to report the matter immediately to the Department of Welfare or Social Services
  • The Board of Psychology and the Board of Social Work have the power, when necessary, to subpoena relevant records. 
  • If in a court proceeding, a request is made for information about your diagnosis and treatment and the records thereof, such information is privileged under state law, and Dr. Goldberg will not release information without the written authorization of you or your legal representative, or a subpoena.  However, if you move to quash (block) the subpoena, Dr. Goldberg is required to place said records in a sealed envelope and provides them to the clerk of court so that the court can determine whether the records should be released.  The privilege does not apply when you are being evaluated for a third party or where the evaluation is court ordered.  You will be informed in advance if this is the case. 
  • If a client communicates a specific and immediate threat to cause serious bodily injury or death, to an identified or to an identifiable person, and the therapist believes the client has the intent and ability to carry out that threat, the therapist must take steps to protect third parties.  These precautions may include (1) warning the potential victim(s), or the parent or guardian of the potential victim(s), if under age 18 or (2) notifying a law enforcement officer. 
  • If you file a worker’s compensation claim Dr. Goldberg is required by law, upon request, to submit your relevant mental health information to you, your employer, the insurer, or a certified rehabilitation provider.

Patient’s Rights:

  • You have the right to request restrictions on certain uses and disclosures of protected health information about you.  However, Dr. Goldberg is not required to agree to a restriction which you request. 
  • You have the right to request and receive confidential communications of PHI by alternative means and at alternative locations.  Upon your request, we will send your bills to another address.
  • You have the right to inspect or obtain a copy of PHI and psychotherapy notes as long as the PHI is maintained in the record.  Dr. Goldberg may deny your access to PHI under certain conditions but in some cases you may have this decision reviewed.  On your request, your therapist will discuss with you the details of the request and denial process. 
  • You have the right to request an amendment of PHI for as long as the PHI is maintained in the record.  Dr. Goldberg may deny your request.  Your therapist can discuss with you the details of the amendment process. 
  • You generally have the right to receive an accounting of disclosures of PHI for which you have not provided consent.  On your request, your therapist will discuss with you the details of the accounting process. 
  • You have the right to obtain a paper copy of this notice upon request, even if you have agreed to receive it electronically. 

This notice is effective as of April 14, 2003 and Dr. Goldberg is required to abide by the terms of the Notice of Privacy Practices currently in effect.  We reserve the right to change the terms of our Notice of Privacy Practices and to make the new notice provisions effective for all protected health information that we maintain.  We will post and you may request a written copy of a revised Notice of Privacy Practices from this office. 

If you feel that your privacy protections have been violated you have the right to file a written complaint with our office or with the Department of Health & Health & Human Services, Office of Civil Rights, about violations of the provisions of this notice or the policies and procedures of our office. 

Please call (703) 550-4848 for additional information or to schedule an appointment.  

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